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Securities Investor Protection Corporation
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191	WESTPORT RESOURCES CEO JOHN VACCARO IS ELECTED TO BOARD OF DIRECTORS OF SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION (SIFMA) Vaccaro Also Is Appointed Chair of the SIFMA Small Firms Committee WESTPORT, Conn., No Add to Reading List Source URL: www.westportresources.com Language: English - Date: 2014-11-13 16:39:24 Trade associations Stock market Bonds Securities Industry and Financial Markets Association Financial adviser Bond market Financial Industry Regulatory Authority Securities Investor Protection Corporation Securities Industry Association Financial economics Investment Finance
192	Rules Regarding Closeout or Completion of Open Contractual Commitments 17 C.F.R. §§[removed]As Amended Through April 1997 Add to Reading List Source URL: sipc.org Language: English - Date: 2013-08-19 13:34:02 Investment United States securities law Securities Investor Protection Corporation Financial markets Security Securities Exchange Act Repurchase agreement Broker-dealer Net capital rule Financial economics Finance Financial system
193	JAPAN INSTITUTIONAL EQUITY: FULL-TIME ANALYST Morgan Stanley’s Institutional Equity Division (IED) is a global leader in the origination, distribution and trading of equity, equity-linked and equity-derivative securit Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2015-01-23 18:54:19 Primary dealers Securities Investor Protection Corporation Citigroup Morgan Stanley Hedge fund Discrimination Financial economics Investment Finance
194	Japan FIXED INCOME & COMMODITIES: FULL-TIME ANALYST Morgan Stanley’s Fixed Income Division is comprised of Interest Rate and Currency Products, Credit Products and Distribution. Professionals in the Division assess a Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2015-01-23 18:54:18 Employment Morgan Stanley Discrimination Securities Investor Protection Corporation Investment Financial economics Finance
195	ROSENBLATT SECURITIES INC. BUSINESS CONTINUITY PLAN (BCP) VERSION: 1.69 LAST UPDATED: APRIL 26, 2013 Add to Reading List Source URL: www.rblt.com Language: English - Date: 2013-06-18 09:40:11 Primary dealers Securities Investor Protection Corporation Goldman Sachs Finance Financial economics Investment Investment banks
196	ASIA PACIFIC INVESTMENT MANAGEMENT— REAL ESTATE INVESTING: FULL-TIME ANALYST As part of Morgan Stanley Investment Management (MSIM), Real Estate Investing (REI) leverages the expertise, relationships and franchise o Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2015-01-23 18:54:19 Finance House of Morgan Morgan Stanley Securities Investor Protection Corporation Real estate investing Citigroup Discrimination Financial economics Investment Primary dealers
197	Rules Relating to Accounts Introduced by Other Brokers or Dealers 17 C.F.R. §§[removed]Adopted October 1978 Add to Reading List Source URL: sipc.org Language: English - Date: 2013-08-19 13:33:56 Finance Financial regulation Self-regulatory organizations Financial markets United States securities law Financial services Net capital rule Registered Investment Advisor Financial economics Investment Securities Investor Protection Corporation
198	Statement of Proposed Testimony of Stephen P. Harbeck President and Chief Executive Officer Securities Investor Protection Corporation Before the Add to Reading List Source URL: sipc.org Language: English - Date: 2014-01-07 10:21:05 Securities Investor Protection Corporation Madoff investment scandal Business Late-2000s financial crisis Securities Investor Protection Act Bernard Madoff Recovery of funds from the Madoff investment scandal Financial economics Finance Investment
199	EMEA INVESTMENT MANAGEMENT — REAL ESTATE INVESTING: FULL-TIME ANALYST As part of Morgan Stanley Investment Management (MSIM), Real Estate Investing (REI) leverages the expertise, relationships and franchise of th Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2015-01-23 18:54:19 Financial services Primary dealers House of Morgan Morgan Stanley Investment banking Securities Investor Protection Corporation Wealth management Citigroup Investment management Financial economics Investment Finance
200	Statement of Orlan M. Johnson Chairman Securities Investor Protection Corporation Before the Add to Reading List Source URL: sipc.org Language: English - Date: 2014-01-06 13:57:28 Securities Investor Protection Corporation Financial system Madoff investment scandal Late-2000s financial crisis Securities Investor Protection Act Dodd–Frank Wall Street Reform and Consumer Protection Act Bernard Madoff U.S. Securities and Exchange Commission Recovery of funds from the Madoff investment scandal Financial economics Finance Investment

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